DESCRIPTION
This course is designed to provide the learner with an overview of the Senior Managers and Certification Regime (SM&CR) as applied to general insurance intermediaries and other financial services intermediary firms.
The course focuses upon the implications for œCore
OBJECTIVES
At the end of this course you will be able to:
- Explain the background to the SM&CR.
- Describe in general terms the main features of the SM&CR as they apply to insurance intermediaries and other financial services intermediary firms.
- Demonstrate an understanding of what the FCA expects of firms in order to comply with the new requirements.
